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Past Programs

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Recent Program

SEC Hot Topics Institute - May 22, 2008 - Houston, Texas

Presentations from the Houston, May 22, 2008 conference:

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Recent Program

Hot Topics In Cross-Border Securities Offerings - May 13, 2008 - Toronto, Canada

Presentations from the Toronto, May 13, 2008 conference:

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Recent Program

SEC Hot Topics Institute - April 24, 2008 - New Orleans, Louisiana

Presentations from the New Orleans, Thursday, April 24, 2008 conference:

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Recent Program

Hot Topics In Cross-Border Securities Offerings, London - Thursday, 1 November 2007

Presentations from the London, Thursday, November 1, 2007 conference:

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Recent Program

Hot Topics In Cross-Border Securities Offerings, Hong Kong - Wednesday, 17 October 2007

Presentations from the Hong Kong, Wednesday, October 17, 2007 conference:

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Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Cleveland - Fall 2007

Presentations from the Cleveland, Thursday, October 4, 2007 conference:

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Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Washington, DC- Fall 2007

Presentations from the Washington, DC, Thursday, September 27, 2007 conference:

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Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Chicago - Fall 2007

Presentations from the Chicago, Thursday, September 20, 2007 conference:

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Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Philadelphia - Fall 2007

Presentations from the Philadelphia, Tuesday, September 18, 2007 conference:

Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Dallas - Fall 2007

Presentations from the Dallas, Wednesday, September 12, 2007 conference:

Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Seattle - Spring 2007

Presentations from the Seattle, Wednesday, June 13, 2007 conference:

Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar San Diego - Spring 2007

Presentations from the San Diego, Thursday, June 7, 2007 conference:

Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Atlanta- Spring 2007

Presentations from the Atlanta, Tuesday, May 22, 2007 conference:

Recent Program

RR Donnelley's SEC 'Hot Topics' Seminar Houston- Spring 2007

Presentations from the Houston, Wednesday, May 16, 2007 conference:

Recent Program

Executive Compensation Telecast - 01/25/07

Digitized Replay Details
Scheduled:
Begin: 01/25/07 at 09:00P
End: 03/25/07 at 11:59P
(TZ: Eastern Standard Time)

To Listen to the Replay of the Telecast, Click here


Recent Programs

RR Donnelley's SEC 'Hot Topics' Seminars - Fall 2006

Presentations from the Dallas, Thursday, September 21, 2006 conference:

Presentations from the Chicago, Wednesday September 27, 2006 conference:

Presentations from the Cleveland, Thursday October 5, 2006 conference:

Presentations from the Hong Kong, Tuesday October 10, 2006 conference:

Presentations from the Philadelphia, Thursday October 19, 2006 conference:

Presentations from the London, Wednesday November 22, 2006 conference:

A full-day education program including CLE/CPE credit, continental breakfast and luncheon

Our spring series topics provides a complete briefing on the newest developments and practices, including:

  • XBRL
  • Securities offering reform
  • Disclosure, including Section 404 and 8-K
  • Corporate governance
  • Enforcement
  • Fairness opinions

 

Recent Program

SEC Forum 2006, Pontiac, MI, November 16, 2006

Presentations from the Pontiac, Thursday November 16, 2006 conference:

AGENDA: click here for the Pontiac, Thursday November 16, 2006 conference agenda.

Additional Forum Material:


Recent Program

Practical Guidance: XBRL 101

According to SEC Chairman Cox, the Interactive Data Initiative (XBRL) is coming in a “matter of months, not years.” Plan now to join us for this one-hour briefing on the future face of financial reporting. Hear from the experts who are immersed in the new technology as they explain how interactive data works, the benefits of XBRL and the impact of the new technology on all aspects of the financial reporting supply chain from corporations and regulators to financial analysts and investors.

Agenda:

  • An Overview of XBRL / Interactive Data
  • What is XBRL?
  • Regulatory Stance
  • Benefits of Providing XBRL Today

To Download the CLE/CPE From Click here


Recent Program

Presentations:

A full-day education program including CLE/CPE credit, continental breakfast and luncheon

Our spring series topics provides a complete briefing on the newest developments and practices, including:

  • XBRL
  • Securities offering reform
  • Disclosure, including Section 404 and 8-K
  • Corporate governance
  • Enforcement
  • Fairness opinions

Agenda:

Please click here fore the Seattle agneda

Faculty:

Co-Chairs:

Stewart M. Landefeld
Partner, Perkins Coie LLP

John Seethoff
Deputy General Counsel, Microsoft

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Recent Program

Presentations:

A full-day education program including CLE/CPE credit, continental breakfast and luncheon

Our spring series topics provides a complete briefing on the newest developments and practices, including:

  • XBRL
  • Securities offering reform
  • Disclosure, including Section 404 and 8-K
  • Corporate governance
  • Enforcement
  • Fairness opinions

Faculty:

Co-Chairs:

John A. Cottingham
Senior Vice President, General Counsel and Secretary
Invitrogen
Carlsbad, CA

Richard Mejia
Partner
Ernst & Young LLP
San Diego, CA

From the SEC:

Finola Manvelian
Assistant Regional Director
U.S. Securities and Exchange Commission
Los Angeles, LA

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Recent Program

Presentations:

A full-day education program including CLE/CPE credit, continental breakfast and luncheon

Our spring series topics provides a complete briefing on the newest developments and practices, including:

  • XBRL
  • Securities offering reform
  • Disclosure, including Section 404 and 8-K
  • Corporate governance
  • Enforcement
  • Fairness opinions

Faculty:

Chair:

Brian J. Lane
Partner
Gibson, Dunn & Crutcher LLP
Washington, DC

From the SEC:

Anne M. Krauskopf
Senior Special Counsel
Office of Chief Counsel
U.S. Securities & Exchange Commission
Division of Corporation Finance
Washington, DC

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Recent Program

Presentations:

A full-day education program including CLE/CPE credit, continental breakfast and luncheon

Our spring series topics provides a complete briefing on the newest developments and practices, including:

  • XBRL
  • Securities offering reform
  • Disclosure, including Section 404 and 8-K
  • Corporate governance
  • Enforcement
  • Fairness opinions

Faculty:

Co-Chairs:
James P. Doty
Partner, Baker Botts LLP

T. Mark Kelly
Partner, Vinson & Elkins LLP

 

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Recent Program

This is the latest in the RR Donnelley SEC "Hot Topics" series, which covers pertinent topics presented by prominent corporate securities attorneys, auditors and SEC officers – with CLE credits now available in many states.

Don’t miss this opportunity to hear from some of the nation’s leading experts on executive compensation! They will zero in on key provisions of the proposals such as the discussion and analysis requirements, what they mean, how to identify the information they require, how to disclose it and why you should be taking steps now to prepare before the rules are finalized.

Now is the time to begin preparing for the SEC’s new rules on executive compensation disclosure. Even though the new rules are not yet final, the SEC has sent a clear message as to the extent and type of disclosures that they will require. The new rules are expected to be in effect for the 2007 proxy season and will apply to all executive compensation granted, paid or earned in 2006.

RR Donnelley and West Legalworks present this free and timely SEC webcast!

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RR Donnelley and Legalworks cordially invite you to join us for a FREE full-day CLE/CPE-accredited seminar on major issues critical to your business. This seminar will provide an update on:

  • Securities Offering Reform
  • Corporate Governance
  • Form 8-K and Other Disclosure Issues
  • Proxy Season Preview
  • Accounting Issues
  • Enforcement Issues

Presentations from the January 25, 2006 conference in Atlanta

1) Securities Offering Reform
by Stephanie Tsacoumis, Paul J. Nozick, Nils H. Okeson, and Lance R. Lange

2) SEC Proposal to Amend the Executive Compensation Disclosure Rules
by Jeffrey M. Stein

3) Proxy Season Preview – Regulatory Update
by Alana L. Griffin

4) ISS Hot Button Issues for 2006
by David W. Ghegan

5) SEC Hot Topics Institute January 2006
by Christian R. Bartholomew

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FREE Seminar with CLE/CPE Credit,
Luncheon and Reception

The SEC ‘Hot Topics’ seminar will provide an update on Securities Offering Reform and other recent SEC changes and how it affects the work of corporate counsel, securities counsel, corporate secretaries, CFOs, financial executives and outside professional advisers.

RR Donnelley, Foley & Lardner LLP and Legalworks are pleased to join the Association of Corporate Counsel, the Business Law Section of the State Bar of Michigan, and the Detroit Chapter of the Society for Corporate Secretaries & Governance Professionals in presenting this important CLE/CPE event featuring prominent corporate counsel, governance officers, accounting professionals and law firm partners who have worked extensively on these critical issues.

The SEC ‘Hot Topics’ Seminars are widely acclaimed for helping advisers deal in a practical way with new requirements.

The Detroit agenda includes coverage of the following:

  • A practical approach to Securities Offering Reform
  • M&A trends
  • How companies are complying with Sarbanes-Oxley
  • Accounting and auditing issues including IPO, option expensing and cash flow issues.
  • Enforcement trends and latest cases.

Presentations from the November 7, 2005 conference in Detroit

1) M&A Discussion
Submitted by Tom Lacy

2) Corporate Governance after Enron and Worldcom
By Janet Kelly

3) D&O Liability And Insurance
By J. Bryan Williams

4) How To Do An IPO Under The New Rules
By Patrick Daugherty

5) Good Corporate Governance Practices
By John Collins

6) M&A Trends 2005
By Tracy Larsen

7) Conducting a WKSI Offering
By Donald J. Kunz

8) Accounting and Auditing Issues
By Rick DiBartolomeo

9) Automotive M&A Trends 2005
By Jeremy MacFadyen

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Past Program

An RR Donnelley ‘Hot Topics' Teleconference with former SEC Chairman Harvey Pitt

SEPTEMBER 28, 2005

TELECONFERENCE AUDIO RECORDING (mp3) / TELECONFERENCE TRANSCRIPT (pdf)
(To download a copy of this file, Right click on link and select Save Target As...)

Despite today’s difficult regulatory and litigation climate, companies have the opportunity to turn current regulatory burdens and lessons learned from government prosecutions into profitable business practices and policies.

Former SEC Chairman Harvey Pitt will offer a concrete and detailed examination of the best practices public companies can adopt both to comply with an ever-expanding range of legal requirements and to ensure that public companies remain healthy, vibrant and profitable.

Join your fellow business leaders in this exclusive teleconference and receive valuable information about the regulatory issues that affect our business lives daily.

MATERIALS:
- Instilling A Corporate Culture Of Integrity, Ethics And Compliance—Setting The Tone At The Top
- Mythical Pendulum Isn't Swinging Back The Other Way

CLE and CPE CREDITS

1 CLE / CPE Credit (dependent on the state)

50 minute calculation for CLE credit is available in:
CO, FL, MO, NM, NY, OK, RI, WV, WI, and for all CPE Credit.

60 minute calculation for CLE credit is available for the teleconference in:
AL, AZ, AR, CA, GA, ID, IA, KY, LA*, ME*, MN, MS, MT, NV, NH, NC, ND, OR, SC, TN, TX, VT, UT, WA, WY.

*Self-Study Credit

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Past Program

Securities Offering Reform Initiative: Final Rules
September 14, 2005 - Washington, DC - Ritz-Carlton Georgetown

 

This program will focus on the final rules the SEC adopted under its Securities Offering Reform. Featured will be Alan L. Beller, Director of the SEC Division of Corporation Finance, who will provide insights on the SEC's new rules, which eliminate certain restrictions on registered securities offerings, streamline the shelf registration process, allow for greater communication before and during the registration period and continue the Commission's efforts towards integrating disclosure.

Program Highlights
9:30 am to 5:00 pm, including luncheon

  1. Overview
  2. Communications
    1. Regime for each type of issuer
    2. Electronic road shows
    3. Other forms of electronic communication
    4. Newspaper stories
  3. Liability
    1. Is there greater liability for companies and underwriters?
    2. Making sure the disclosure is complete at the time of sale
  4. Modernization of the Shelf Registration Process
    1. Automatic shelf
    2. At-the-market offerings
    3. Pay as you go
    4. Access equals delivery
  5. Additional Disclosure in Periodic Reports

Chair:
Brian J. Lane,
Partner, Gibson, Dunn & Crutcher LLP

Speakers:
Alan L. Beller, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
John J. Huber, Partner, Latham & Watkins LLP
David Martin, Partner, Covington & Burling
Joseph McLaughlin, Partner, Sidley Austin Brown & Wood LLP
Meredith Cross, Partner, Wilmer Culter Pickering Hale & Dorr
Abigail Arms, Partner, Shearmen & Sterling

Date: September 14, 2005
Time: 9:30 am - 5:00 pm, including Luncheon
Place: Ritz-Carlton Georgetown, 3100 South Street, NW, Washington DC 20007 - (202) 912-4100

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Past Program

Our fall series topics provides a complete briefing on the newest developments and practices, including:

  • Securities offering reform
  • Disclosure, including Section 404 and 8-K
  • Corporate governance
  • Enforcement
  • Fairness opinions
  • XBRL

Dallas: September 21 at The Fairmont
Chicago: September 27 at The Conference Center
Cleveland: September 29 at the Marriott

Materials:

Dallas:

Presentations from the Dallas Conference September 21, 2005

1) RECENT DEVELOPMENTS IN FEDERAL SECURITIES REGULATION OF CORPORATE FINANCE: AS OF AUGUST 25, 2005
Submitted by Irwin F. Sentilles III

2) ISSUES CONCERNING SECURITIES OFFERING REFORM
By Mark S. Solomon and Alexander M. Szeto

3) ISSUES CONCERNING SECURITIES OFFERING REFORM (PowerPoint)
By Mark S. Solomon

4) FORM 8-K – REAL TIME DISCLOSURE
By James E. O'Bannon Esq.

5) ACCOUNTING ISSUES
by Kevin Green

6) FORM 8-K AND OTHER DISCLOSURE ISSUES
Submitted by Samuel A. Guess, Robert L. Kimball, and James E. O'Bannon

Presentations from the Chicago Conference September 27, 2005 and the Cleveland Conference September 29, 2005

1) FLASH: The Latest Update on the SEC's Advisory Committee for Smaller Public Companies
by Herbert S. Wander

2) Securities Law Disclosure After Sarbanes-Oxley
by Herbert S. Wander

3) New Form 8-K Rules – One Year Later (PowerPoint)
by Paul N. Edwards and Ronald A. Robins Jr.

4) MEMORANDUM: SEC Expands Form 8-K Disclosure Events and Accelerates Filing Deadline
FROM: Vorys, Sater, Seymour and Pease LLP

5) Current Report on Form 8-K: Frequently Asked Questions
submitted by Paul N. Edwards and Ronald A. Robins Jr.

6) The New Form 8-K
submitted by Paul N. Edwards and Ronald A. Robins Jr.

7) Recent Developments in SEC Enforcement
by John J. Jenkins and Mitchell G. Blair

8) Texas Lawyer: SEC in Transition, Key Enforcement Issues Affecting Public Companies
by Spencer C. Barasch

9) Dallas Bar Journal: Being Prepared for an SEC Investigation
by Spencer C. Barasch

10) SEC Statement on the Relationship of Cooperation to Agency Enforcement Decisions
submitted by Spencer C. Barasch

11) U.S. Department of Justice Memo: “Principles of Federal Prosecution of Business Organizations”
submitted by Spencer C. Barasch

12) Regulatory Update on Internal Control Reporting
by Chuck Berg

13) Current Issues Driving the Accounting and Auditing Profession
by Chuck Berg

13) SEC Enforcement Developments
by John J. Jenkins and Mitchell G. Blair

14) Securities Offering Reform Rules
submitted by Jerry Burgdoerfer, Kathleen Cronin, Dan Horwood, and Tim Melton

15) Overview of Securities Offering Reform
submitted by Suzanne Hanselman, Ron Mueller, David Porter, and Dan Stolzer

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Past Program

'Hot Topics' Complimentary Teleconference
The Securities Offering Reform Initiative: Final Rules

Wednesday August 10, 2005
12:00 noon – 1:30 p.m. Eastern Daylight Time
11:00 a.m. – 12:30 p.m. Central Daylight Time
10:00 a.m. – 11:30 a.m. Mountain Daylight Time
9:00 a.m. – 10:30 a.m. Pacific Daylight Time

SEC HANDBOOK SUPPLEMENT
Securities Act of 1933 Offering Reform Final Rules (PDF version)

TELECONFERENCE TRANSCRIPT NOW AVAILABLE (pdf)

TELECONFERENCE AUDIO RECORDING (mp3)
(To download a copy of this file, Right click on link and select Save Target As...)

This FREE program will focus on the final rules the SEC adopted under its Securities Offering Reform. Featured will be Alan L. Beller , Director of the SEC Division of Corporation Finance, who will provide insights on the SEC's new rules, which eliminate certain restrictions on registered securities offerings, streamline the shelf registration process, allow for greater communication before and during the registration period and continue the Commission's efforts towards integrating disclosure.

The revised rules will have a significant impact on the capital formation process. Among the topics that will be covered:

  1. Overview
  2. Communications
    1. Regime for each type of issuer
    2. Electronic road shows
    3. Other forms of electronic communication
    4. Newspaper stories
  3. Liability
    1. Is there greater liability for companies and underwriters?
    2. Making sure the disclosure is complete at the time of sale
  4. Modernization of the Shelf Registration Process
    1. Automatic shelf
    2. At-the-market offerings
    3. Pay as you go
    4. Access equals delivery
  5. Additional Disclosure in Periodic Reports

Featuring:
Alan L. Beller, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Edward F. Greene, General Counsel, Citigroup
John J. Huber, Partner, Latham & Watkins LLP
David Martin, Partner, Covington & Burling

Moderator:
Brian J. Lane, Partner, Gibson, Dunn & Crutcher LLP

CLE CREDITS

50 minute calculation for CLE credit is available in:
CO, FL, MO, NM, NY, OK, RI, UT, WV, WI, and for all CPE Credit.

60 minute calculation for CLE credit is available for the teleconference in:
AL, AZ, AR, CA, GA, ID, IA, KY, LA*, ME*, MN, MS, MT, NV, NH, ND, OR, SC, TN, TX, VT, WA, WY.

* Self-Study Credit

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Past Program

SEC 'Hot Topics' Seminar
Spring 2005

Houston  - May 17 • Washington - May 19 • Seattle - June 7
San Diego
June 9 • Philadelphia - June 16, 2005
Additional dates to be announced soon

 

A FREE full day briefing presented by RR Donnelley and Glasser LegalWorks

Hear from SEC Officials, Corporate Counsel, Law Firm Partners, Finance Professionals and Accounting Experts

Presentations from the Houston conference on May 17, 2005:

Presentations from the Washington conference on May 19, 2005: