Banking Regulators Begin to Apply the Sarbanes-Oxley Act from Thacher Proffitt & Wood LLP. (11/01/04)
Changing Landscape for Bank Securities Activities: SEC Issues Proposed Regulation B (Broker “Push-Out” Rules) from Wilmer, Cutler, Pickering, Hale and Dorr LLP. (07/07/04)
Proposed Interagency Statement on Complex Structured Finance Activities from Thacher, Proffitt & Wood LLP. (06/22/04)
SEC and Bank Regulators Propose Practices Concerning Complex Structured Finance from Arnold & Porter LLP. (05/20/04)
OTS' Capital Adequacy Review for S&L Holding Companies - from Alston & Bird (5/20/02)
OTS Issues Second Proposal for Mutual-to-Stock Conversions - from Alston & Bird (4/18/02)
New Capital Rule for Merchant Banking - from Alston & Bird (4/15/02)
3. Resource Links
Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Broker".(11/03/04)
Interagency Policy Statements on Sound Practice Concerning Complex Structured Finance. (05/13/04)
Proposed Regulation B (exemptions from definitions of "broker" and "dealer") (06/17/04)
SEC Final Rule: Foreign Bank Exemption From the Insider Lending Prohibition of Exchange Act Section 13(K). (04/28/04)
SEC, Federal Reserve Board and OCC Paper on Sound Practices to Strengthen the Resilience of the U.S. System (4/7/03)
Proposed rules with Definitions of Terms and Exemptions re: Banks, Savings Associations, and Savings Banks (10/30/02)
Order Extending Temporary Exemptions of Bamkc, Savings Associations, and Savings Banks from the Defination of "Broker" (4/8/03)
