1. FAQ's

• All FAQs on Section 302 Certifications

2. Articles and Publications

• District Court Finds No Private Cause Of Action Implied By Section 304 Of Sarbanes-Oxley from Kirkland & Ellis LLP. (11/04/05)

• Pennsylvania District Court opinion in Neer v. Pelino holding that Section 304 of Sarbanes-Oxley does not have an implied private right of action. (10/05/05)

• Ninth Circuit Revisits Sarbanes-Oxley Act Provision for Escrow of Extraordinary Payments in Connection with Investigation of Possible Securities Fraud from Wachtell, Lipton, Rosen & Katz. (04/04/05)

• Securities Litigation: Ninth Circuit Defines SEC Power to Obtain Pre-Litigation Freeze of “Extraordinary Payments” to Executives  from Morrison and Foerster LLP. (03/29/05)

• July 22 House Financial Services Committee Hearing "Sarbanes-Oxley:  Two Years of Market and Investor Recovery". Testimony of Deloitte CEO James Quigley. Testimony of E*TRADE CEO Mitchell Caplan. Testimony of Former SEC Chairman Roderick Hills. Testimony of Attorney Joseph V. Del Raso. Testimony of Secretary-Treasurer of AFL-CIO, Richard Trumka. (07/23/04)

• Remarks of Head of SEC's CorpFin Regarding the Commission's and Staff's Current Thinking Regarding Sarbanes-Oxley.  (07/16/04)

• Sarbanes-Oxley, SEC and NYSE Corporate Governance Rules and Proposals Summary from Bryan Cave LLP. (02/27/04)

• Sarbanes-Oxley, SEC and Nasdaq Corporate Governance Rules and Proposals Summary from Bryan Cave LLP. (02/27/04)

• Judge Rules Against Company In First Sarbanes-Oxley "Whistleblower" Trial from Gibson, Dunn & Crutcher LLP (02/09/04)

• Sarbanes-Oxley Act Compliance Summary Matrix from Rutan and Tucker. (01/26/04)

• A Guide to the Sarbanes-Oxley Act of 2002, and SEC, NYSE and Nasdaq Rulemaking and Proposals from Snell & Wilmer L.L.P. (01/23/04)

• SOX Surprises from Nixon Peabody LLP (11/13/03)

• Sarbanes-Oxley Act: Compliance Reminders, from Wachtell, Lipton, Rosen & Katz (9/18/03)

• Sarbanes-Oxley Reform Calendar from Thelen Reid & Priest (06/01/03)

• Sarbanes-Oxley Act Update: SEC Adopts New Standards for Audit Committees of Listed Companies, from White & Case (5/9/03)

• 10-K Filing Under Sarbanes-Oxley from White & Case (3/17/03)

• Sarbanes-Oxley's Effects on Corporate Websites from Troutman Sanders (2/27/03)

• Sarbanes-Oxley Reform Calendar from Troutman Sanders (2/10/03)

• Final Rules re: attorney responsibility standards (1/29/03)

• Sarbanes-Oxley Reform Calendar from Dykema Gossett (1/28/03)

• Final rules re: disclosure of off-balance sheet arrangement in MD&A (1/28/03)

• Final rules re: auditor independence (1/28/03)

• Final rules re: certification of management investment company shareholder reports (1/27/03)

• Final rules re: retention of audit records (1/24/03)

• Final rules re: disclosure about code of ethics and audit committee financial experts (1/23/03)

• Final rules re: insider trading blackouts (1/22/03)

• Summary of SEC's January 2003 Sarbanes Oxley Rule Actions

• Multi-firm letter offering interpretative positions on insider loans under SOX Section 402 (10/15/02)

• Summary of Nasdaq Corporate Governance Proposal (10/10/02)

• Final rules re: Section 302 Certification of Disclosure (8/28/02)

• Proposed Amendments/Interim Guidance re: Section 302 certifications

• Final rules re: insider ownership reports (8/27/02)

• NYSE Corporate Governance Rule Proposals (8/1/02)

• Sarbanes-Oxley Act Summary Provision Chart from Snell & Wilmer

• Letter from Senators Collins and Levin to Chairman Pitt re: Section 402 loans

• Sample Corporate Governance Guidelines

• Sarbanes-Oxley Act of 2002

• Conference Report — Sarbanes-Oxley Act of 2002

3. Resource Links

• Committee of Sponsoring Organizations of the Treadway Commission (COSO) Publishes for Comment Guidance on Section 404 Compliance. 
    - COSO Exposure Draft.
    - COSO Press Release.
    - COSO Project Overview.
    - Comment on the COSO Exposure Draft.
    - Statements of SEC's Nicolaisen and Beller Regarding the Proposed Guidance.
    - NY Times Article.(10/27/05)

• SEC amicus brief in favor of retroactively applying Sarbanes-Oxley statutes of limitations with respect to otherwise lapsed claims. (09/03/04)